Tag: technology

FINRA asks advisers to share their insights about “fintech innovation in the broker/dealer industry,” while also unveiling a new structure for its enforcement staff.

They are also harnessing the competitive edge of AI.

Advisers are using new planning models and smarter technology, including automation, so that they can offer personalized service, SEI finds.

Clients can issue payments via a credit card or bank account.

Besides revamping the public website, the participant and plan administration portals have also been enhanced.