Tag: Rollover Platforms

DC Participants Slow to Move Assets

Approximately $720 billion in defined contribution (DC) plan assets was eligible for distribution but remained in employer-sponsored plans in 2013, according to a report from Cerulli Associates.

FINRA to Examine IRA Rollovers

Reviewing firm practices for recommending and marketing individual retirement account (IRA) rollover services will be a 2014 priority for the Financial Industry Regulatory Authority (FINRA).

New Restrictions Loom for IRA Rollovers

Updates to the Department of Labor’s (DOL) fiduciary definition could hinder financial advisers’ efforts to target retirement plan clients for individual retirement account (IRA) rollovers.

LPL Unveils Rollover Program


LPL Financial launched the Rollover Results Program, a platform for retirement plan advisers, plan sponsors and plan participants.



DWS Announces IRA Rollover Site

DWS Investments, the U.S. retail unit of Deutsche Bank’s Asset Management division, has launched DWS Rollover Central, an online resource to help guide retirement plan participants through the IRA rollover process.  

PenChecks Unveils New Web Site

PenChecks, Inc.'s new Web site is designed to make it easier for retirement plan providers, plan advisers, third-party administrators (TPAs), and plan sponsors to find information about complex distribution issues, according to the company.

WMSI to Offer Private-Label IRAs

Through a partnership with Inspira, a provider of private-labeled IRA solutions, Wealth Management Systems, Inc (WMSI) will expand its product offering to include private-labeled IRA Solutions.