Tag: Practice management

Pershing now offers Dow Jones Adviser on its NetX360 platform for broker/dealers and registered investment advisers (RIAs).

While most surveyed registered investment advisers (RIAs) said succession planning is important to their clients, less than half of RIAs have a formal plan.

Depending on your definition of quality of life, Raleigh, North Carolina might be just what the doctor ordered for your small business.

HighTower announced that a new adviser team, the Rosenau/Paul Group, has joined the firm’s Manhattan office.

The Principal Variable Universal Life Income II aims to help owners address both a desire to growth their business and business stability, the company said.

A study by J.P. Morgan found that health savings accounts with higher cash balances are becoming more common.

linkedFA, a social networking site for financial professionals, has partnered with NASDAQ.com to offer resources on its site.

Commonwealth Financial Network has released Commonwealth CRM 4.0, the latest version of the independent broker/dealer and registered investment adviser (RIA)’s proprietary contact management system.

Genworth Financial Wealth Management (GFWM), a division of Genworth Financial, Inc., said advisers on its platform will now have the option to custody with Pershing Advisor Solutions.

Steven D. Cox has joined Columbus, Ohio-based NUA Advisors, LLC, to establish a Midwest division of NUA’s Qualified Retirement Planning Group.

ING’s U.S. Retirement Services business has launched a new tool to help retirement plan advisers unlock business opportunities from the Form 5500.

Great-West Retirement Services has appointed Gary Biesiadecki as regional director for the organization’s central U.S. Public/Nonprofit (PNP) business, effective May 16.

Pensionmark Retirement Group, a National Retirement Partners (NRP) member firm, has added offices in Houston, Boston, and Austin through its Advisor Support Program (ASP).

MG Advisory Services, LLC, a subsidiary of Matrix Financial Solutions, Inc., will add vWise Inc’s SmartPlan Advisor, a communication and education solution, to its platform.

Many financial advisers are considering adding more services when helping clients plan for retirement, a new survey suggests.

A new retirement consultancy has opened for business in Colorado.

Most financial advisers believe they can learn how to make their business more efficient and effective through their peers, according to the latest SEI Quick Poll.

Independent registered investment advisers (RIAs) who custody assets with TD AMERITRADE Institutional now have access to the Valuation Analyzer, an online tool to help advisers estimate their firm’s...

Eighty percent of households that owned funds outside a workplace retirement plan held funds purchased through a professional adviser, according to the 2010 Investment Company Fact Book released...