Deals & People April 10th, 2023 Advisory M&A Former Goldman Sachs execs launch wealth management consolidator with $200M; Mercer Advisors buys Andesa Financial Management; Acorns acquires UK-based financial...
Compliance December 6th, 2022 SEC and Goldman Sachs Settle for $4 Million for ESG Policy Infractions. GSAM did not follow its own policies in selecting funds with ESG label despite appealing to those policies in promotional...