Excessive Fee Lawsuits Expected to Continue to Rain Down on Plans
Settlements have totaled more than $1 billion, making insurers think twice about new fiduciary insurance policies.
Intro
Right-Sizing
Ensuring that all clients are profitable.
Trendspotting
Compliance
Fiduciary Insurance Is Critical
Insurers scrutinize potential customers more carefully
The Right Course: What Can 403(b) Plan Sponsors Learn from Litigation?
A review of fiduciary governance and the liability insurance policy can help 403(b) plan sponsors steer clear of the litigation whirlwind hampering the industry today.
servicing strategies
Basic Training
How to help educate plan committee members
practice management
Products
Products
The Right Protection
Insurance answers “What if …?” for a business
Privacy and Security Information Added to Fiduciary Guide
ERISApedia.com’s The Fiduciary responsibility eSource now includes a discussion or privacy and security issues.
Fidelity Offers Fiduciary Services
Advisers and sponsors have three investment support providers to choose from.
servicing strategies
Data & Research
Leveraging ERISA Attorneys
Advisers can benefit from working with lawyers in the field
Many Sponsors Unaware of Fiduciary Responsibilities
These sponsors tend to be less involved with their retirement plans.
fiduciary fitness
Continuing Violation?
Supreme Court to review ERISA’s six-year limitations period
regulatory radar
Getting Your Bearings
Determining the right fiduciary service for your clients
ERISA vista
intro
Products
trendspotting
Compliance
Deals & People
feature
Products
Managed Account 3(38)s
Questions advisers are asking
Trends and Trendsetters
When
you embark on your year-end meetings with your retirement plan clients, how do
you help them measure their plans’ success?
Lockton Teams with Beazley for U.S. Investment Adviser Liability Program
Lockton Affinity announced it has selected Beazley
Syndicates at Lloyd’s of London as the professional underwriting carrier for
its national registered investment adviser (RIA) liability program.
Trendspotting
Articles that appeared in the Trendspotting section of the magazine.
Ways to Limit Fiduciary Liability—Part I
It’s a core mission for financial advisers: work tirelessly
to reduce their plan sponsors’ fiduciary liability. But what about their own
liability?
Segal Forms Liability Insurance Subsidiary
Segal
expanded and renamed its fiduciary liability insurance practice.
Insuring the Risk
Why every adviser needs insurance for fiduciary breaches
Fiduciary Risk Management Program Comes to Market
Securian Retirement has teamed with 401(k) Advisors to offer a 3(38) investment management fiduciary service.