September 20th, 2009
Sitting in the audience at the ASPPA/DoL Speaks conference last week, I was reminded just how disruptive it can be to have a new boss.
September 19th, 2009
When it comes to employee benefit plans, there’s a new sheriff in town.
September 18th, 2009
The Department of Labor is killing the final 401(k) investment advice rule under the Pension Protection Act, according to news reports.
July 13th, 2009
A Missouri broker who officials charge had improperly convinced investors to stop their 401(k) contributions and refinance their homes to make money available for unsuitable investments has been ordered to stop those activities.
June 30th, 2009
It may be of little consolation to his victims, but a federal judge gave Bernard Madoff a sentence that should keep him behind bars for the rest of his life.
Capturing the profile of the "typical" retirement plan adviser
Are you a fiduciary? Do you tell your client how to stay out of trouble on the fiduciary front?
EBSA clarifies PPA fiduciary adviser regulations
What's been happening on the judicial front: fee litigation and LaRue
"Fiduciary" is a word that is widely used but frequently misunderstood in the world of retirement plans.
DoL completes three-part package of disclosure regulations
EBSA issues new participant disclosure regulations
Summer is the perfect time to get caught up
What the PPA's fiduciary adviser rule means for advisers
The DoL offers QDIA clarification
PPA provides some help for fiduciaries mapping participant investments
What your client needs is someone to help him understand his fiduciary responsibility
Excessive-fee suit against Fidelity survives initial challenge
Is fiduciary insurance something to invest in?
Advisers giving advice through the PPA's fiduciary adviser provision must play by rules that still are not final