Tag: Designations

practice management

Assessing Independence

Many advisers would rather venture on their own than affiliate with a B/D

What Will 2015 Look Like?

It wouldn’t be a new year without thinking about the things you’d like to change or improve. We asked retirement plan specialists about progress on their New Year’s...

NAPFA Puts Kibosh on Commission Business

No more exceptions: Advisers who are members of the National Association of Personal Financial Advisors (NAPFA) cannot accept compensation in any form from any source other than their...

Designation Aims to Reassure Consumers

The American College of Financial Services created the Financial Services Certified Professional (FSCP) designation, which seeks to help advisers understand client concerns.