The program allows candidates to learn the CIMA curriculum at their own pace, while also providing an opportunity to engage with Chicago Booth faculty through live online and video on-demand instruction.
CFP Board released a
draft of proposed revisions to its Standards of Professional Conduct for a
60-day public comment period, running through August 21, 2017.
Voya and the American College of financial Services announced a new partnership aimed at directly supporting advisers and boosting client satisfaction and retention.
The Behavioral Finance Advice program combines psychology
and neuroscience with traditional financial practices, according to Kaplan
Financial Education and think2perform.
The American
College New York Life Center for Retirement Income names co-director, and an
Illinois bank opens an investment unit with retirement services.
It wouldn’t be a new year without thinking about the things you’d like to change or improve. We asked retirement plan specialists about progress on their New Year’s resolutions.
A new fiduciary certification workshop by the Centre for Fiduciary Excellence will be offered free at the Santa Monica office of Dimensional Fund Advisors LP.
The American College of Financial Services launched a redesigned chartered financial consultant (ChFC) designation program featuring new courses and content that better reflects today's financial planning challenges.
No more exceptions: Advisers who are members of the National Association of Personal Financial Advisors (NAPFA) cannot accept compensation in any form from any source other than their clients.
The Center for Fiduciary Excellence (CEFEX) expanded its adviser certification test to include more data security questions, reflecting the industry’s heightened awareness of cybersecurity threats.
Investors expect financial advisers to earn and maintain professional credentials beyond the minimum licensing requirements, according to research from the Investment Management Consultants Association (IMCA).
The
Office of Compliance Inspections and Examinations (OCIE), part of the
Securities and Exchange Commission (SEC), released its list of examination
priorities for 2014.
The American College of Financial Services created the Financial Services Certified Professional (FSCP) designation, which seeks to help advisers understand client concerns.
The House Committee on Financial Services passed a bill
Wednesday that would collar expected rulemaking from the Department of Labor
(DOL) to amend the fiduciary definition.
