Client Service October 3rd, 2024 Quantifying Cybersecurity Risks A cybersecurity risk modelling expert discusses the science of planning for an unpredictable data breach.
Compliance October 2nd, 2024 TIAA Swept Up in Infosys Breach The data breach affected nearly 9,000 individuals at TIAA.
Client Service September 27th, 2024 6 Steps to Help Participants Safeguard DC Assets McKinsey cybersecurity experts give tactics to protect against scammers.
Compliance September 23rd, 2024 Cybersecurity Insurance Considerations Expert Steve Taylor gives his views on cybersecurity insurance, as breaches proliferate in financial services.
Client Service September 18th, 2024 Cybercriminals Pose Threat via Executive Accounts Executives’ workplace retirement plan accounts provide the authority and access hackers need to attack other databases.
Compliance September 11th, 2024 Infosys Breach From 2023 Exposed Personal Data of 6 Million People T. Rowe Price and New York Life were cited in a filing with the Maine Attorney General on previously reported...
Compliance September 9th, 2024 DOL Issues Updated Cybersecurity Guidance A new compliance release issued by EBSA clarifies that cybersecurity guidance applies to all employee retirement benefit plans and health...
Compliance September 3rd, 2024 Keys to Guarding Retirement Plan Data Against Human Error Mistakes managing employer-sponsored plan data often expose vulnerabilities that can be exploited by bad actors.
In Practice September 3rd, 2024 AI Is Here. Fiduciaries Must Remain Diligent Experts discuss how the benefits of artificial intelligence for 401(k) plan administration and management also come with risks to be...
Compliance August 21st, 2024 SEC Charges Transfer Agent Equiniti Trust for Failing to Safeguard Clients From Cyber Attacks The ruling shows the increased need to protect client data, as recordkeepers and others could face such fines due to...
Client Service May 24th, 2024 ‘Isolated’ Error by Merrill Exposes Some Walmart 401(k) Data The inadvertent email error surfaced Social Security numbers of some Walmart participants; no misuse is expected, and Merrill is providing...
Compliance May 17th, 2024 Reg S-P Requires Advisers to Inform Customers of Data Breaches In addition to other registrants, advisers will have 30 days to inform their clients of any substantial data breach.
Compliance May 7th, 2024 J.P. Morgan Sued For Data Exposure A new lawsuit alleges J.P. Morgan Chase & Co. lacked adequate protocols to thwart a recent breach, resulting in the...
Compliance April 30th, 2024 Breach at J.P. Morgan Exposes Data of 451,000 Plan Participants Participant names, addresses, Social Security numbers and bank information were exposed in an incident the bank became aware of in...
Practice Management March 6th, 2024 401(k) World: Cyber Thieves The fifth in our Planadviser In-Depth series delves into cybersecurity threats to retirement plan assets and the industry’s approach to...
Compliance February 29th, 2024 LIMRA, SPARK Partner on Retirement Plan Fraud Prevention The industry organizations plan to issue research and educational materials for plan sponsors regarding how to combat cyber fraud in...
Compliance January 9th, 2024 FINRA Annual Report Highlights Crypto, Cybersecurity, Reg BI The industry regulator provided areas of focus for the year ahead to member firms.
Client Service December 8th, 2023 Nonqualified Compensation Accounts Back Online After Infosys Breach Plan and insurance accounts that had been shut down are available again, according to client accounts.
Client Service November 16th, 2023 Ascensus, Newport Nonqualified Platforms Hit by Infosys Cybersecurity Issue Ascensus and its Newport-owned nonqualified retirement systems have not been able to update participant accounts since November 2.
Compliance October 23rd, 2023 Best Practices To Vet a Vendor’s Cybersecurity Practices Experts in Cybersecurity provide tips on how to assess partners' defenses in a recent PLANADVISER Cybersecurity livestream.