Tag: Career

Larry Roth will take over the senior management team of Cetera Financial Group, replacing Valerie Brown, longstanding head of Cetera and its predecessor broker/dealer firms.

Global asset management firm Schroders hired Marc Mayer to lead its institutional business initiatives in North America.

Peter Nadeau has joined Fiduciary Investment Advisors LLC (FIA) as an investment consultant within the firm’s defined contribution (DC) services team.

It remains a critical challenge for financial services firms to recruit and retain more women, according to a recent survey from the Insured Retirement Institute (IRI).

Members of Generation Y (also known as Millennials) are struggling to reach financial security, but that doesn’t mean financial services firms can afford to overlook them.

Investors expect financial advisers to earn and maintain professional credentials beyond the minimum licensing requirements, according to research from the Investment Management Consultants Association (IMCA).

MassMutual Retirement Services appointed Steven Mendelsohn as national practice leader for the firm’s defined benefit actuarial consulting practice.

Consulting firm Mercer appointed Scott Jarboe as the next leader of retirement-related consulting services in the firm’s Baltimore and Washington, D.C., markets.

Margaret (Peggy) Santhouse joined John Hancock Retirement Plan Services as vice president of national accounts for mid-market distribution relationships.

Baring Asset Management added two new hires to its executive sales and client service staff.

Jon Chambers and Tina Chambers joined SageView in the roles of managing director and senior retirement plan consultant, respectively.

Adam Craig joined INTECH Investment Management as a managing director of consultant relations.

Kimberly Mustin joined BNY Mellon Investment Management as head of North American distribution.

The Retirement Services Division of Massachusetts Mutual Life Insurance Company announced changes to its senior management team.

LPL Financial appointed long-time executive William Morrissey as managing director of independent adviser services.

A new analysis from financial research and analytics firm Cerulli Associates finds adviser migration may grow independent channels to 38% market share by 2016.

CUNA Mutual Retirement Solutions named eight regional sales consultants as part of the firm’s effort to expand its intermediary sales footprint.

Morrie Symson and David Mizrahi joined independent hybrid registered investment adviser (RIA) firm Washington Wealth Management (WWM).

The seventh release of the “Adviser Insights” study from Fidelity Investments suggests financial advisers are enjoying the highest levels of compensation and assets under management since 2007.