Tag: Business model

RIAs Pump up Client Efforts

Nearly half of registered investment advisers (RIAs) reported gaining clients and improving client satisfaction in the last year, according to the latest study of how RIAs fared during the financial crisis.

Raymond James Ups AUM Requirement for New RIAs

In an effort to attract higher-level advisers, Raymond James Financial Services’ Investment Advisors Division increased the minimum level of assets under management required for new affiliations with registered investment advisers (RIA).