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The solution, which aims to help employees save for unexpected events that may impact their retirement security, is being rolled out via new relationships for the firm with...

Though the court previously allowed class certification in the case, a new order firmly rejects the plaintiffs’ arguments that they were entitled to certain foreign tax rebates generated...

The firm says its personnel changes will help it meet clients “wherever they are” and address the needs of plan sponsors, family offices and high-net-worth individuals equally.

Managed account solutions may present opportunities for wealth management firms to grow assets and revenues, but they also carry risks that must be effectively managed.

The 6th U.S. Circuit Court of Appeals has ruled that certain types of ERISA claims, while brought by individual participants, ultimately belong to the plan as a whole,...

A financial services firm is accused of failing to properly secure and safeguard personally identifiable information provided by and belonging to its customers.

Experts with the Wagner Law Group say complying with the marketing rule can be a significant process, and firms need to make sure they are on track for...

The book seeks to help advisory professionals understand the psychology of financial planning, and its publication coincides with the first time the topic of psychology is factored into...

The general consensus is that emergency savings solutions should enable greater short-term savings while preserving long-term investments, DCIIA says in a new report.

The court sent the case back to a District Court for further review.

The program seeks to gain insight into the financial health of employees and provide them with counseling to address critical needs.

The Department of Education says the extension will provide additional time for borrowers to plan for the resumption of payments, reducing the risk of delinquency and defaults after...

Research from the Employee Benefit Research Institute shows 401(k) plan loan defaults that occur as a result of job changes or terminations are a significant, but addressable, source...

An increase in participant engagement and confidentiality are reasons to continue virtual meetings when employees are back in the office. 

Technology provider Benetic brings retirement plan service providers together on one platform to help advisers select the best solution for clients.

The lawsuit alleges 401(k) plan fiduciaries and a former investment manager breached their fiduciary duties by allowing a large portion of plan assets to be invested in Valeant...

Roth and after-tax accounts could be used to facilitate emergency savings, with certain considerations about the cost of accessing funds and the effect on nondiscrimination testing.