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LDI Solutions Support Surge in Custom Institutional Portfolios
A new Cerulli Associates analysis shows institutional custom solutions assets stood at $1.7 trillion at year-end 2016, and assets are projected to grow 10.4% to 1.9 trillion by...
Don’t Run Out of Money, Have a Retirement Income Plan
In a guest article written for PLANADVISER, Thomas Dodd, executive director of Pavilion Advisory Group Inc., compares and contrasts common retirement income strategies—including the pros and cons of...
Sponsored by Ascensus
How Do Your Clients’ Plans Stack Up?
Nearly six years after the Department of Labor began enforcing new fee disclosure rules for retirement savings plans, some plan sponsors still struggle to understand exactly how much...
Sponsored by Ascensus
Judge Keeps Former Committee Members in ERISA Church Plan Suit
Former committee members—who were not members at the time the complaint was filed—filed motions to remove themselves as defendants in the case; some of the motions were granted,...
SEC Signals Start of Formal Broker Fiduciary Rule Examination
Nearly a month after an appellate court unexpectedly quashed the DOL fiduciary rule expansion, the Securities and Exchange Commission has announced a date and time for its first...
Fiduciary Fitness
Duty to Investigate
Determining whether a plan acts in participants’ best interest
Bond Manager Reflects on Industry Change, Increased Role of LDI
The president and CIO of Ryan Labs describes in detail the mechanics behind the firm’s new defensive bond portfolio strategy—and the way his work continues to be shaped...
Most Motions to Dismiss Denied in Yale 403(b) Plan Suit
The lawsuit alleges Yale defendants acted imprudently with regard to recordkeeping and investment fees for the plan.
Morningstar and Prudential Win RICO Suit Dismissal
The unsuccessful challenge was viewed as somewhat unique amid the glut of retirement industry litigation because it cited the Racketeer Influenced and Corrupt Organizations Law of 1970, known...
2018 RPAY – Sentinel Pension Advisers, Inc.
PA: How is your team/process/structure unique? How has it evolved? Where will you be in five years?Sentinel Pension Advisers is a CEFEX-certified, federally registered investment advisory (RIA) firm....
2018 RPAY – Everhart Advisors
PA: Tell us about your practice and how you and your team members got into advising retirement plans.Everhart Advisors was founded in 1995 by Scott Everhart and since...
2018 RPAY – Ascende Wealth Advisers, Inc.
PA: Tell us about your practice and how you and your team members got into advising retirement plansAscende Wealth Advisers, Inc. (AWAI) was founded by Ascende on February...
2018 RPAY – David Griffin
PA: Tell us about your practice and how you and your team members got into advising retirement plans.I started Atlanta Retirement Partners (ARP) a little over five years...
Retirement Industry People Moves
External Wholesaler Joins BPAS; Lincoln Employs Sales Directors to Retirement Distribution Team; Mid Atlantic Partners with Parthenon and Waterfall; and more.
SunTrust Agrees to Settle Stock Drop Suit for $4.75 Million
The bank also agreed to continue funding matching contributions to its 401(k) plan in the form of cash or cash equivalents for a period of time.
Measuring Managed Account Performance Is Part Art, Part Science
A new analysis out from Empower Retirement finds historical investment performance does not serve as an optimal overall measure of value delivered by a managed account; there is...
Investment Products and Services Launches
Morningstar Grows Fund Ratings System with Quantitative Rating; First Trust Merges Two Funds; and Vanguard Changes Benchmarks for Funds.
Americans Plan to Turn to Advisers for Tax Reform Guidance
The Tax Cuts and Jobs Act has also increased Americans’ appetite for equities.
DISRUPTION: 3(38) Market Leader CAPTRUST Talks Growth Trends
“If the whole DC plan advisory industry could have a do-over from say, 20 years ago, I think there would probably be much more of an emphasis from...