Search results for: a

The new rule would permit brokers to use projected performance in communications about qualified retirement plan investing.

The disclosure forms have been updated for 2023 filings to be completed in 2024.

Finn will assume his new role on January 1, 2024, as part of the division’s transition under Andy Saperstein.

Wealth Enhancement adds two New York-based RIA firms; Bitcoin IRA acquires Shrimpy.io; UBS snags Merrill wealth advisory.

The UBS managing director explains why financial wellness for participants is much more than “a nice to have benefit."

The third quarter also saw increases in withdrawals and loans as participants managed expenses amid inflation and higher borrowing costs.

Joelson joins Savvy Advisors as founding principal wealth manager; Matos made CFO for workplace and retirement solutions at Principal; Northern Trust Asset Management names international head of quantitative...

Top plan advisers stressed the importance of working with participants beyond just the retirement plan.

T. Rowe Price, Vanguard, Principal, and Ascensus note ongoing system issues due to cybersecurity problem at US-based division of Infosys.

Employee Fiduciary launches 401(k) fees calculator; Businessolver enhances MyChoice accounts HSA investment platform; BenchMine launches latest retirement plan insights; and more.

Many plans start participation at age 21; new legislation would require inclusion of anyone 18 or older.

The resolution would prevent a government shutdown and keep the DOL funded through February 2.

The firm is looking to sync its growing wealth management footprint to retirement managed account offerings, according to its CFO.

Ascensus and its Newport-owned nonqualified retirement systems have not been able to update participant accounts since November 2.

In 2019, only half of plan advisers were considering a wealth strategy, but the opportunity to enhance profits by offering more integrated solutions has led to a major...

The financial situations of African Americans, Hispanics and women are particularly vulnerable to the results of extreme climate events.

Fiduciary Decisions explains its process for comparing personalized managed accounts to options such as target date funds.

The regulator pushed back on industry requests to extend comment time for the controversial proposal; the period will still end on January 2.

Budget proposal for the DOL would prevent the regulator from implementing its ESG rule, independent contractor status and proposals on fiduciary advice.

The retirement platform is geared toward wealth managers seeking a plan option and includes four options for providers of target-date funds.