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Putnam Investments announced Monday the merge of half a dozen equity funds to remove product redundancies.

In another week (or so), PLANSPONSOR will publish its annual Defined Contribution Survey.

In another week (or so), PLANSPONSOR will publish its annual Defined Contribution Survey.

Wirehouse advisers seem to like the idea of going independent—but few actually do it.

Standard&Poor’s Indices Versus Active Funds Scorecard (SPIVA) indicates that active fund managers underperform benchmarks over long periods of time.

RolloverSystems Inc. (RSI), an independent provider of rollover management services, named Christopher Silvaggi as its director of marketing and product.

Advisers could take note that members of Generation Y might like to make their own investment decisions, but they are also interested in more sources of financial information...

Actively managed funds will see increased competition for assets in retail portfolios, including the retirement income space, according to research from the Financial Research Corporation.

The Retirement Advantage, Inc. (TRA) has announced the acquisition of DML Benefits, LLC. (DML), consisting of approximately 300 retirement plans.

Two former executives of transfer agent Putnam Fiduciary Trust were given permanent injunctions and ordered to pay civil penalties, the Securities and Exchange Commission announced.

Lincoln Financial Group named Daniel Hayes as head of Funds Management, Retirement Solutions, the company announced.

The Texas management consultant whose name has been attached to a landmark U.S. Supreme Court ruling on participants’ legal rights to pursue fiduciary breach claims has no regrets.

Natixis Global Associates (NGA) announced the addition of the Vaughan Nelson Value Opportunity Fund (VNVAX) to the Natixis Funds lineup.

The U.S. District Court for the Eastern District of Pennsylvania has moved forward several fiduciary breach claims against Comcast Corporation for its handling of company stock retirement plan...

The Securities and Exchange Commission (SEC) charged privately held, registered broker/dealer Lazard Capital Markets LLC with failing to supervise three employees who spent more than $600,000 while 'improperly...

A Texas management consultant, whose lawsuit over 401(k) fiduciary breach allegations became the subject of a landmark U.S. Supreme Court ruling on participants’ legal rights, has apparently run...

Just telling participants to “stay the course″ might not be enough.

Invesco PowerShares Capital Management LLC, provider of exchange-traded funds (ETFs), announced that expense ratios for its 11 domestic PowerShares FTSE RAFI ETF portfolios will be lowered to 39...

Gene L. Needles, Jr. has joined Touchstone Investments as president.

Invesco Aim Advisors, Inc., has approved the reopening of AIM International Small Company Fund.