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The Securities and Exchange Commission (SEC) has voted to propose new rules to “strengthen the SEC's oversight of investment advisers and fill key gaps in the regulatory landscape”.

Government auditors warned Congress that boosting the Social Security retirement age would harm poor and minority Americans as well as raise disability claims from older disabled people who...

Senate Minority Leader Mitch McConnell (R-Kentucky) and 32 other GOP senators filed a brief on Thursday in favor of a court case challenging health care reform.

Yogi Berra, Hall of Fame catcher for the New York Yankees, once said, “If you don’t know where you are going, you might wind up someplace else.”

AllianceBernstein L.P. has launched the AllianceBernstein International Discovery Equity Portfolio. 

Understanding “new financial conservatism” was the subject of a recent Bank of America Merrill Lynch Webcast.   

CPI Qualified Plan Consultants, Inc. is adding exchange-traded funds  (ETFs) to its retirement platform.

Paul G. Escobar will be heading up a new division at Bay Colony Partners, a privately held independent retirement planning firm.  

Transamerica Capital Inc. has chosen Scott Ramey to be Head of Business Development.

The Bank of America Merrill Lynch "401(k) Contribution Activities Scorecard" for Q3 2010 found modest improvements in participants’ saving behavior, but also record levels of loans and hardship...

If you are a man with a moustache, November is your time to shine.  

The global mutual fund industry is on pace for $850 billion in net inflows to stock and bond mutual funds in 2010, according to Strategic Insight (SI), an...

FolioDynamix and Scott & Stringfellow announced today the launch of a new unified managed account (UMA).

A recent survey revealed that plan sponsor perceptions of target-date funds, as compared to other QDIA options, are shifting.

At the Securities Industry and Financial Markets Association’s (SIFMA) annual meeting, a panel of industry executives expressed concerns about the regulations, but kept an optimistic tone.  

C&K Market Inc. agreed to restore $3 million in cash plus interest and to sell property in order to make restitution for a series of imprudent loans made...

Retirement planning is the most difficult financial task for those participating in a recent study of retirement and savings trends by Hearts & Wallets.

Nationwide Financial Services chose Carlo Cordasco as retirement income planning specialist covering the Northeast region.

The Retirement Plan Advisory Group (RPAG) updated its adviser-centric Web site, Knowledge Center, with improved navigation and document storage.

The Investment Company Institute (ICI) and the American Benefits Council (ABC) have requested immediate guidance on section 2112 of the Small Business Jobs Act of 2010.