Search results for: SCO

A new tool from Charles Schwab, Compliance Solutions is designed to help companies meet regulatory requirements, manage risk and protect their reputations.

Risk management continues to be a driving force behind registered investment advisers’ (RIAs’) approach to structuring client portfolios.

Interactive Data Corporation unveiled its white label suite of ETF Web tools to help advisers analyze, build and promote investment strategies using ETFs.

The LGBT community is concerned they may not be able to maintain their lifestyle in retirement and could outlive their savings.

Mid Atlantic Trust Company (MATC) expanded its ModelxChange platform.

Requests for Proposals (RFPs) are more than a calling card—they are an investment manager’s resume.

Adult children and their parents struggle to communicate about retirement planning, providing care for elderly parents and inheritance strategies.

Attorney General Eric T. Schneiderman announced a settlement of more than $210 million with Ivy Asset Management.

Invesco Distributors Inc. rolled out an iPad app designed specifically for advisers who work closely with defined contribution (DC) retirement plans.

Retail and institutional investors are exhibiting behavior that appears to be at odds with their investment goals, a study found.

October’s $45 billion funded status decline pushed pension deficit to $498 billion, according to Milliman’s Pension Funding Index.

Drinker Biddle & Reath asked the Department of Labor (DOL) to provide relief for inadvertent fee disclosure errors.

U.S. corporate pension plan funding decreased in October, erasing September gains.

A court has found that a plan fiduciary cannot discharge debt owed to the plan because of Employee Retirement Income Security Act (ERISA) violations.

Misconceptions about liability-driven investing (LDI) prevent many investors from implementing this strategy. 

Keep your friends close—especially the popular ones.

Zamansky & Associates LLC is investigating the Hewlett-Packard Company’s 401(k) plan for potential violations of the Employee Retirement Income Security Act (ERISA). 

 A free iPad app from Invesco gives advisers access to investing capabilities.   

Nearly four in 10 adults say they are “not too” or “not at all” confident they will have enough income and assets for retirement.

The Guardian Insurance & Annuity Co. Inc. launched a tool to help advisers assist their clients with service provider needs.