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Court Blocks DC Plan Participant Claims Against Madoff Trustee
A federal bankruptcy judge has affirmed the denial of recovery claims from retirement plan participants who indirectly invested in the now-infamous Bernie Madoff Ponzi scheme.
Lincoln Financial Adds Three Retirement Specialists
Lincoln Financial Group’s retirement plan services business announced the addition of three retirement plan specialists to its national participant engagement team.
Retirement Specialist Advisers Do More for Plan Sponsors
Professional retirement plan advisers are central to the strategic direction, administration, and overall performance of the retirement plans they serve, says new research.
Compass Integrates Financial Wellness Program
Investment advisory and retirement plan consulting firm Compass Financial Partners LLC has teamed with Financial Finesse to bring enhanced financial wellness training capabilities to clients.
Looking Beyond Past Performance in Manager Selection
A new analysis from Segal Rogerscasey argues past performance is only one of many factors that should be evaluated when assessing active investment manager performance.
From Participation to Engagement
Retirement plan participants who receive regular advice from a financial professional are more aggressive and engaged when it comes to pursuing individualized savings targets, a new study shows.
Answering Protests to Starting a Retirement Plan
Merrill Edge’s MythBuster, which helps small-business owners navigate retirement plan choices, can be a resource for advisers answering questions about starting a plan.
Retirement Plan Size, Equity Holdings Drive Fees
Plan size, average participant account balance, and percentage of plan assets invested in diversified equity holdings are drivers of defined contribution (DC) plan fees, a study finds.
English-Language SPDs May Not Violate ERISA
A court has dismissed a claim that a company violated federal law by not sending a Spanish-language retirement plan document to Hispanic participants.
Focus on DC Plan Benefits Renewed
Rebounding from the economic downturn of 2008/2009, retirement plan participants and plan sponsors are renewing their focus on their retirement benefits.
DOL Wants Input About DC Plan Brokerage Windows
The U.S. Department of Labor (DOL) issued a request for information (RFI) about the use of brokerage windows, self-directed brokerage accounts, and similar features in 401(k)-type retirement plans.
MassMutual Adds Seven Regional Sales Directors
MassMutual Retirement Services has hired seven new regional sales directors to support sales of defined contribution (DC) retirement plan products and services in the small-plan market.
DOL Guidance to Locate Missing Participants
Sponsors of terminated defined contribution (DC) plans can use new guidance from the Department of Labor (DOL) to satisfy the regulator’s expectations for finding and paying missing participants.
The Tax Deferral vs. Benefit Debate Goes On
A new report from the U.S. Congress’ Joint Committee on Taxation offers a glimpse into the federal government’s perception of the tax benefits associated with retirement planning.
Largest Corporate Pensions Lost Ground in July
The funded status of the largest corporate defined benefit (DB) pension plans decreased by $5 billion during July, according to data from Milliman, Inc.
Data Points
Staying Relevant Means Happy Clients
Spotlighting industry data from PLANADVISER’s proprietary research