Search results for: SCO
Client Emotions Can Inform Advice Approach
A new LIMRA study breaks down advisory client types according to their emotional responses to market moves, with the goal of helping advisers better tailor portfolio solutions for...
Amid Distrust, Plan Sponsors Trust Advisers
Compared with confidence in the financial services industry generally, plan sponsors have much higher levels of trust in their own retirement plan advisers, a study found.
Calmer Perspectives on Tibble Fee Case
Despite enormous industry attention paid to the case, some attorneys say a pending Supreme Court decision in the Tibble vs. Edison retirement plan fee litigation may not be...
Initiative Seeks to Help Participants Investigate Retirement Plans
A former SEC attorney says retirement plan participant lawsuits don’t benefit anyone, but he has launched a new initiative designed to hold plan fiduciaries accountable for their actions.
Is Auto-Portability the Next Big Thing?
Retirement Clearinghouse (RCH) hopes it newest service innovation will have as big of an impact on retirement plan participant outcomes as the introduction of auto-enrollment.
learner's permit
Everything You Need To Know About … Instapaper
Researching articles and reports about the latest best-practice trends in your industry is easy, especially as most publications, PLANADVISER included, send out newsletters highlighting new content as it...
servicing strategies
The New Retirement
Many Boomers will need to work in retirement; advisers can help them plan for it
Millennials Looking for Advice on Planning, Goals
Internet-loving Millennials have financial goals—saving more is a top priority—but few have professional assistance or an actual plan, a survey finds.
Nearly Half Don’t Save and May Never Save
What American investors say they will do and what they actually wind up doing to save for retirement shows a big gap, according to an Edward Jones retirement...
Lincoln Trust Rebrands as LT Trust
A new name, logo and redesigned website are the former Lincoln Trust’s latest steps in building its retirement business brand.
Cetera Financial Group Names New COO
J. David Ballard has been appointed executive vice president and chief operating officer of Cetera Financial Group, effective April 13.
Most Americans Unaware of IRS Deferral Limits
A recent survey from Fifth Third Bank finds a vast majority of Americans cannot identify the Internal Revenue Service’s limits placed on annual tax-advantaged retirement plan deferrals.
Advisers Have Much to Offer Millennials
Twenty-five percent of young women who responded to a recent Prudential survey felt they were “not in the right stage of life” to work with a professional financial...
How Disruptive Are Robo-Advisers, Exactly?
A recent Cerulli Associates report assesses whether eRIAs, also known as robo-advisers, could be challenged in the medium and long terms by a “first-mover effect.”
Cammack Retirement Adds to Investment Team
Ray McGrath joins Cammack Retirement Group as an investment consultant; Svetlana Knorr and Mari Tsagareishvili have been hired as investment analysts.
Scott Powers to Retire from SSgA in 2015
State Street Corporation announced that Scott Powers, president and chief executive officer of State Street Global Advisors (SSgA), intends to retire later this year after more than seven...
Schwab Finds Seller’s Market Continues for RIA Firms
New merger and acquisition (M&A) data from Schwab Advisor Services finds the pace of deals in the registered investment adviser (RIA) industry remained steady in 2014.