Search results for: artificial intelligence

New rule means funds will have to derive 80% of their value from investments related to their official names.

Members of both parties have criticized the SEC’s definition of ‘covered technology’ when it comes to using AI in financial services.

Equity from Carlyle will be used to advance CAPTRUST’s M&A strategy in both wealth management and retirement, says CAPTRUST president.

Compliance experts point to the regulator’s focus on third-party providers and its marketing rule stringency in the recent exam notice.

The proposal would require advisers to eliminate conflicts related to a wide range of computational technology.

401kAI leverages artificial intelligence to analyze and summarize retirement plans and generate custom pitches, according to the technology firm.

Early assumes role of chief strategy officer at Vestwell; Principal selects Dessouki as chief marketing officer; Puerto joins J.P. Morgan Private Bank as head of retirement plan solutions.

Snappy Kraken introduces AI email builder; American Life & Security Corp. launch annuity product; Vanguard expands active lineup; and more.

Corebridge names Muderrisoglu head of investor and ratings relations; TIAA promotes Houser to head of institutional sales; Tifin Amp’s founder Nair steps aside, Gagliano named CEO; and more.

Sabrina Bailey says she is going back to ‘true roots’ of shaping investing and retirement outcomes for end clients.

Calculating the amount needed for retirement and identifying a retirement income stream are among the top needs for workplace savers, according to Schwab’s annual 401(k) participant survey.

The proposal applies to the use of wide range of technologies, including predictive analytics, that might put the firm’s interests over the client.

The tech-focused advisory recently brought its AI-driven benefit solutions to Congress. This fall, it will be using AI capabilities to mine Form 5500s for plan sponsor clients.

A senior counsel who consults on ERISA fiduciary issues and IRS and DOL audits discusses the state of artificial intelligence regulation in the retirement plan business.

Savvy Wealth launches AI-powered adviser platform; MassMutual, Nationwide announce buffered annuities; and Touchstone launches ETF focused on securitized income.

Passthrough and STP Investment Services announce partnership; Viu by Hub partners with SafeStreets; FusionIQ selects FinMason as investment data provider; and more.

The SEC chair said that an AI program that even accounts for the interests of the adviser could present conflicts of interest.

FundFront introduces white label alternative investment platform; Wealth.com unveils AI legal assistant; Schwab to launch the Schwab High Yield Bond ETF.

Three different chatbots serve as examples of how AI technology can streamline multiple parts of the business.