News

A Program Letter lists compliance strategies for the agency for next year.

The tool includes accountability features and data collection options.

Finding "errors of law" in a district court's decision, the 1st Circuit remanded the duty of prudence claims for review.

The automated 401(k) provider says its new Partner Portal is designed to serve as the user interface for partners to more efficiently manage their client referrals.

Findings from a Capital One survey about why employees do not participate in their employer-sponsored retirement plan offers opportunities for education, according to Stuart Robertson.

The language of “inertia” and “disengagement” are often used to describe the natural state of retirement plan participants, but new research from Wells Fargo suggests plan sponsors are...

In addition to decreasing savings to retirement plans, one-third of employees say they have used up all or most of their savings or have increased their credit card...

Mesirow Financial will serve as the 3(38) investment manager for TAG's 401(k) Aggregated Solution.

Rather than look at objective rankings of retirement systems, State Street set out to measure how it feels for individuals to prepare for, approach and experience retirement, and...

This is true for only 43% of all business owners.

The LIFT University program encourages women in college to learn about the financial adviser profession, connecting them with experienced mentors and recruiting opportunities. 

Clients with defined benefit plans that are currently enjoying a bump in funded status may want to act soon to lock in those gains while market conditions remain...

DB plan sponsors are using a variety of strategies to manage increasing PBGC premiums, including accelerating funding and implementing pension risk transfer strategies.

Seventy-five percent believe their 401(k) plan is in better shape now than ever before, according to Charles Schwab.

The complaint specifically calls out the 11 T. Rowe Price target-date funds (TDFs) offered by the plans, saying they are all adviser or retail class funds—as opposed to...

There may be more upfront effort with smaller clients, but once they are on board, they take less time, according to Cerulli.

The new website is designed to be a one-stop place for investors and retirees to have their Social Security retirement questions answered, including when to claim.

Voya hires regional sales vice president; Northern Trust names former employee its new strategy director; Broadridge announces a series of changes to its global operations team; and more....

According to the SEC’s strategic outline, when Main Street investors seek professional advice, their choices “all too often are not as clear as they should be.”

Year-to-date, the index is up 0.92%.