News

Client Service

June 29th, 2018

Participants Speak Clearly About Need for DC Account Income Planning

A new report published by Cerulli Associates draws out participant perspectives on the topic of DC plan decumulation, revealing that many of those leaving the work force feel...

Client Service

June 29th, 2018

Reaching New Markets: Cash Balance Strategic Plan Terminations

“What actually is a strategic plan termination?” This is a question Dan Kravitz hears quite a lot from both defined benefit plan sponsors and retirement specialist advisers.

Products

June 28th, 2018

Investment Products and Services Launches

Transamerica Launches Stable Value Account for Retirement Plans; TD Ameritrade to Provide CLS Fund Models on Market Center Platform; Fidelity Offers Third ESG Investing Option; and more.

Compliance

June 28th, 2018

Second Amended ERISA Complaint Targeting Xerox HR Solutions Tossed by District Court

Considering a second amended complaint much broader than the original, a district court has once again rejected allegations by participants in a Ford Motor Company retirement plan that...

Compliance

June 28th, 2018

Bill Aims to Expedite Payments to Participants Affected by Health System DB Plan Lawsuits

The legislation helps protect defendants who settle lawsuits from claims from co-defendants.

In Practice

June 28th, 2018

LPL Recalibrates Retirement Business for the Long-Term

Bill Beardsley, head of Retirement Partners at LPL, gives his take on the firm’s decision to close the Worksite Financial Solutions program, and on his plans for lasting...

Compliance

June 28th, 2018

University Points Out Differences Between 403(b)s and 401(k)s in Motion to Dismiss Lawsuit

George Washington University has been sued over fees for its 403(b) plan.

Products

June 27th, 2018

Cetera Launches Adviser Texting Solution for Smoother Client Communication

The firm recently announced a new initiative to expand its 401(k) business, and it has now unveiled a texting solution aimed at simplifying compliance and recordkeeping in text-based...

Practice Management

June 27th, 2018

DISRUPTION: Talking Adviser Recruiting with LPL Leadership

As retirement specialist advisers shift away from commissioned service and towards relationship-based wealth management and plan design consulting, providers of brokerage and investment management services are making their...

Data & Research

June 27th, 2018

‘Wants’ Trump Long-Term Financial Priorities for Many Americans

For one-third (33%) of Americans, spending on an experience has taken priority over achieving some larger financial goals, including saving for retirement, using the money for other financial...

Data & Research

June 27th, 2018

Gig Workers Face Financial Challenges

Prudential says today’s financial wellness challenges may lead to tomorrow’s retirement shortfalls.

Products

June 27th, 2018

Principal Debuts Two Retirement Plan Products for Small and Mid-Sized Plans

The solutions can help retirement plan sponsors and the advisers serving them easily arrive at a baseline cost for the plan

Data & Research

June 27th, 2018

Workers Worry About the Future of Social Security

This is especially a concern, as only 20% believe they are saving adequately for retirement.

Data & Research

June 26th, 2018

Gen X, Millennials May Have Misguided Retirement Expectations

More than one-third of Gen Xers and Millennials have no retirement savings, and although many expect to rely on Social Security for a major portion of retirement income,...

Products

June 26th, 2018

ABG of Michigan Works With Retirement Plan Advisers and Sponsors to Create Financial Wellness Program

Implementation of the program is a collaboration between ABGMI and financial advisers to present meetings, webinars, email and messaging campaigns, and one-on-one personal chats that help maximize reach...

Products

June 26th, 2018

Mutual of Omaha Launches Calculator to Help 401(k) Participants Achieve Goals

The tool allows financial advisers to view participant retirement visions and help with calculations that can be used to set retirement savings objectives.

Compliance

June 26th, 2018

Groom Law Group Calls for IRS Determination Letter Program Expansion

At the start of 2017, the Internal Revenue Service dramatically limited when a retirement plan could seek an individual determination on its tax-qualified status; ERISA attorneys are calling...

Compliance

June 25th, 2018

Betterment Settles FINRA Allegations Tied to Bookkeeping Practices

Without admitting guilt or even the facts of the case, Betterment has settled various allegations of improper recordkeeping and "window dressing" leveled by FINRA, to the tune of...

Compliance

June 25th, 2018

MetLife Faces Court Challenges for Pension Risk Transfer and Beneficiary Practices

According to the text of the complaint, the action seeks to hold MetLife accountable for the company’s conversion of more than $500 million in annuitized retirement benefits, interest,...

Products

June 25th, 2018

Education Critical to Helping Participants Use a Retirement Plan

Ongoing education makes participants aware of the plan and underscores its value.

Events Spotlight

PLANADVISER 360

November 2– 5, 2025
The Westin Kierland, Scottsdale, AZ
The retirement plan advisory industry continues to evolve, both in business structure and in the services provided to sponsors and participants. Advisers need insights and resources to aid them in keeping themselves and their practices relevant. PLANADVISER 360 is a comprehensive, interactive event that provides just those opportunities, all while bringing advisers to a beautiful resort to golf, enjoy the outdoors, swim and spend time with peers.

Industry Intelligence

THOUGHT LEADERSHIP

Retirement plan advisers can help plan sponsors with risk management and plan funding to address changing needs of the workforce, according to an expert from Massachusetts Mutual Life Insurance Company.

Sponsored by MassMutual

THOUGHT LEADERSHIP

How Advisers Can Help Plan Sponsors Navigate Demographic Shifts

Sponsored by MassMutual