Deals & People July 7th, 2023 Retirement Industry People Moves Segal appoints Tauzer to senior VP; Cerulli promotes O’Brien to director; Newton announces Brain as deputy CIO; and more.
Data & Research July 7th, 2023 Gen X, the First 401(k) Generation, Is Least Prepared for Retirement Gen Xers entered the workforce as pensions were fading and 401(k) plans were ‘primitive.’ Now they are closest to retirement...
Deals & People July 6th, 2023 Principal Joins Portability Services Network Consortium now has representation from the country’s five largest plan sponsors.
Products July 6th, 2023 Investment Product and Service Launches BlackRock Debuts First Buffer ETFs; SMArtX Adds 15 Investment Strategies; Fidelity Refiles Spot Bitcoin ETF Application.
Compliance July 6th, 2023 Fake Silver Coin Scheme Penalized by CFTC The companies involved were penalized over $100 million and its main organizer was arrested on June 10.
Deals & People July 6th, 2023 Cbiz Adds to Retirement Plan Capability With APA Acquisition The financial and insurance advisory brings on Indianapolis-based American Pension Advisors, along with its 1,200 clients.
Compliance July 6th, 2023 J.P. Morgan Fined $4M for Recordkeeping and Outsourcing Failures The SEC penalty addressed recordkeeping issues including the early deletion of 47 million emails.
Products July 5th, 2023 PEP Growth Slows as Startups Fold An IRS clarification that expanded audits for PEPs may be a factor for some providers in leaving the market.
Deals & People July 5th, 2023 Adviser Product Partnerships Crystal Capital teams with SS&C to ease alternative investment process; BridgeFT powers Yayati for more personalized investing applications; Nassau Financial...
Data & Research July 5th, 2023 Financial Advisers Feeling Starved of Time with Clients, J.D. Power Reports Additionally, one in five advisers said they were less than five years away from retirement.
Compliance July 5th, 2023 Some Silver Linings For Student Loan Borrowers Despite the Supreme Court striking down the student loan debt relief program, there is some good news for debtors.
Data & Research July 4th, 2023 Pontera Says Rollover Not Always Superior to 401(k) New findings reveal 59% of advisers opted not to roll over a client's 401(k) into an IRA in 2022.
Deals & People July 3rd, 2023 Advisory M&A Heffernan announces acquisition of Barbary; Procyon Partners adds two senior advisers; WP Financial acquires Sage Financial Design.
Deals & People July 3rd, 2023 Inside the Deal: What Makes Retirement and Wealth M&A Stick? Aggregators discuss the importance of a robust onboarding protocol that ensures an acquired advisory is set up for continued growth.
Practice Management July 3rd, 2023 Best Practices for Scaling a Retirement Advisory Firm Growing a practice isn’t easy, especially amid a tight labor market. What are some best practices in growing a retirement...