News
XShares Announces Real Estate ETF Offering
XShares Advisors LLC’s newest family of funds, Adelante Shares Real Estate Exchange-Traded Funds (ETFs), began trading Friday on the New York Stock Exchange.
Oppenheimer RK Program Added to Merrill Retirement Platform
Record(k)eeper Pro, OppenheimerFunds' retirement program for small- to mid-sized companies in the 401(k) marketplace, has been added to the MLConnect retirement platform at Merrill Lynch.
Vanguard Introduces New Funds to Provide Income in Retirement
The Vanguard Group registered with the U.S. Securities and Exchange Commission (SEC) for a new series of mutual funds designed to provide monthly payments to investors in retirement.
Mutual of Omaha Expands DC Investment Options
Mutual of Omaha will offer a target date funds option and an individual managed account option through a partnership with Morningstar Associates to retirement plan participants.
Investor Advocacy Group Blasts FINRA Complaint Resolution Process
A group representing individual investors has released a study asserting that a Wall Street watchdog has too easily allowed brokers to expunge client complaints from their records –...
Mullahy Tapped for UBS Asset Management Post
Christopher Mullahy has joined UBS Global Asset Management's Defined Contribution and Retirement Solutions Group as head of sales.
Houston Firm Releases CIFs for Adviser, TPA Market
Houston-based Hand Benefits&Trust has unveiled what it said is a new breed of collective investment funds (CIFs) that offers multiple share classes to pay advisers and third-party advisers...
FTSE Looks to PowerShares for Four ETFs
FTSE has licensed PowerShares to create four new international exchange-traded funds (ETFs).
Wall Street Access Joins NRP Network
Wall Street Access will join National Retirement Partners, Inc (NRP), effective October 1, 2007.
Summit to Manage ETFs for UNIFI Retirement Plans
Summit Investment Partners, Inc. (Summit), advisor of Summit Mutual Funds, is managing new lifestyle exchange-traded funds (ETFs) for its UNIFI Retirement Advantage Series platform.
PANC: Revenue Sharing: Getting Your Fair Share
Scrutiny of fees has never been more intense. A panel of advisers discussed how they are responding to the environment while protecting their bottom line.
PA NC: The Future of the Independent Adviser
According to representatives from LPL, National Retirement Partners, and Raymond James, retirement plan advisers working in the independent channel will have many opportunities to broaden their businesses in...
PA NC: The Future of the Wirehouse Adviser
Although there will always be a market for the wirehouse adviser, particularly due to brand recognition, the changing retirement landscape calls for some tweaking of the wirehouse model,...
PA NC: Independence Dazed
Why be independent? And, when going independent, what business model is right for you?
PA NC: Should Retirement Income Be a Part of Your Practice?
The conversation about retirement income should not be an at-retirement discussion.
Par for the Course?
It is generally thought that competitive pressures bring out the best in us, that we come with our best “game″ when we know that that is what it...
PA NC: Be Prepared: Acing Your Finals
A panel of experts at PLANADVISER’s National Conference in Orlando, Florida, offered insights on how to win a finals presentation.
PA NC: Formula 409: Building Your Deferred Comp Business
409A has shaken up the deferred compensation business, and the changing landscape offers many opportunities for advisers.