Compliance

The move by the high court stops an advocacy organization’s effort to halt the program, which provides workplace retirement savings...

According to the complaint, participants in the company’s 401(k) plan were harmed by paying higher fees than participants in similarly...

The settlement includes both monetary and nonmonetary aspects.

One expert attorney who works on Securities and Exchange Commission compliance issues says the regulator is feeling a growing sense of pressure to advance the Biden administration’s ambitious...

The bill would prompt employees who initially opt out of a retirement savings plan to reconsider every three years.

The ERISA Advisory Council declined to recommend additional regulations for brokerage windows in general, saying the costs outweigh the benefits.

The lawsuit represents yet another case of a sub-$1 billion retirement plan finding itself the subject of excessive recordkeeping fee...

The bill would amend the DOL’s current default investment safe harbor regulations to allow, but not require, a retirement plan’s default investment to include a limited investment in...

The bill, which has been introduced in previous legislative sessions, would allow annuities to be a default investment in employer-provided...

The complicated ruling offers some support for the defendants’ arguments but allows other claims to proceed to discovery and trial.

Its report studied ways the DOL can try to close the gaps in retirement savings based on rase, ethnicity and...

The Department of Labor wants help identifying actions it can take to safeguard employees’ savings and pensions from threats related...

Under the proposal, registered investment advisers and investment companies would have to adopt and implement written cybersecurity policies and procedures ‘reasonably designed to address cybersecurity risks.’

An individual in Ohio was recently indicted by a grand jury on charges that he fraudulently claimed the assets he...

The plaintiff sued to seek recognition of his years of employment from 1995 through 2020 for purposes of calculating his...

The plaintiffs suggest the plan, its participants and beneficiaries have suffered ‘significant losses totaling millions of dollars,’ and a district...

A recent court case demonstrates why owners of self-directed IRAs should be careful about their investment strategies and asset classes—and...

The 2022 Cumulative List will assist providers of Section 403(b) pre-approved plans applying to the IRS for opinion letters.