Compliance Consult PLANADVISER January/February 2022

Best Execution Standard

Professionals must meet this bar, to apply PTE 2020-02.

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Compliance

April 24th, 2024

The final rule explicitly excludes educational materials and at least one trigger for fiduciary status, but most of the original...

Compliance

April 23rd, 2024

The much-anticipated fiduciary rule brings retirement plan advisement, one-time rollovers and annuity recommendations under ERISA.

Compliance

April 18th, 2024

The IRS notice said 2024 will likely be the last year for the relief.