intro PLANADVISER May/June 2016

The Best Defense

How to stave off retirement plan lawsuits

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Compliance

July 25th, 2025

Plan Forfeiture Complaint Filed Against Aldi Tries New Allegation

Filing after the Department of Labor’s amicus brief in a similar case, Illinois plaintiffs allege that the grocery company violated...

Compliance

July 25th, 2025

Complaint Filed Against Nokia Alleges Mismanagement of Investments

Two former employees of Nokia North America allege that the company failed to replace poorly performing funds, which cost employees...

In Practice

July 17th, 2025

Advisers Step Up as Clients Face Market Uncertainty

During market swings and economic stress, advisers delivered steady guidance, reinforced their value and identified growth opportunities despite the volatility,...

Compliance Consult PLANADVISER March/April 2016

‘Fiduciary’ vs. ‘Suitability’

The difference between the two standards

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Compliance

July 24th, 2025

House Holds Hearing About Transparency and Oversight at EBSA

What was a heated session focused on alleged mismanagement and lack of accountability at the Employee Benefits Security Administration.

Compliance

July 23rd, 2025

DOL Says Citi’s Diverse Asset Manager Program is Unlawful

The Department of Labor said the guidance no longer reflects its views, rescinding a 2023 advisory opinion approving the Citi...

Compliance

July 11th, 2025

DOL Files Amicus Brief in Support of Companies in 401(k) Plan Forfeiture Complaints

In filing an amicus brief to an appeal involving HP Inc., the Department of Labor offered guidance on an issue...