Tag: Rules & Regs

ICI ‘Deeply Concerned’ Over Default Prospects

The hundreds of investment management firms with membership in the Investment Company Institute (ICI) are “deeply concerned” about the potential of a federal government default, especially those with significant exposure to U.S. Treasuries and the markets affected by their pricing.   


The Moment of Truth

The 408(b)(2) fee disclosure rule is a tremendous opportunity for advisers 

SunGard Expands Managed Services Offerings

SunGard is expanding its managed services capabilities to help retirement plan administrators and recordkeepers reduce costs, comply with new regulations and focus on service differentiation.