June 21, 2010
As part of a rollout of tools and resources to help advisers transition to new cost basis reporting requirements, Charles Schwab announced a new report to help advisers plan for the change.
May 27, 2010
A coalition of New York brokers recently filed legal action to prevent the New York Insurance Department from implementing a regulation requiring insurance producers to disclose compensation from insurance companies to their clients.
April 16, 2010
The Metropolitan Life Insurance Company (MetLife) will pay $13.5 million to the federal government to settle charges it made improper payments to a San Diego-based insurance broker.
December 18, 2009
A California court set aside a suit by a financial planner alleging
that American International Group Inc’s risky business harmed her
clients, Dow Jones reported.
October 16, 2009
The Social Security Administration announced there will be no
cost-of-living adjustment (COLA) in 2010 for monthly social security
and supplemental security income (SSI) benefits.