Tag: RIAs

Pershing Advisor Solutions announced that its registered investment adviser (RIA) customers now have access to a broader array of fixed-income investment choices.

United Capital Financial Advisers, Inc. (UCFA), launched services for its national network of advisers and regional offices.

Mutual fund assets will grow at a faster rate in the independent, regional, and registered investment adviser (RIA) channels, compared with the wirehouse, bank, and insurance channels, according...

In a new study, Pershing said advisory firms must harness human capital management to enhance operational efficiency and achieve long-term success.

USA Tax&Insurance Services (USA Tax) rolled out a system to help advisers sell managed portfolios and acquire assets under management, the company said.

Fidelity Investments said it now offers a tool for registered investment advisers (RIAs) to see how their technology stacks up against top-performing firms.

Fidelity Investments introduced a new program to help registered independent advisers (RIAs) hire, develop, and retain employees.

Charles Schwab has released a report for independent advisers, examining how some of the industry's most successful advisers manage their business.

In the last six months, 60% of surveyed independent registered investment advisers (RIAs) reported an increase in clients, many of which are coming from broker/dealers and wirehouses.

A study released by Pershing Advisor Solutions LLC found that challenges and priorities have changed for RIA firms in the last two years.

Brokers are receiving incentives to switch firms, and the independent route is looking more attractive, according to research from Fidelity Investments and National Financial.

Retail wealth management, particularly in the fee-based arena, could come out of the financial crisis much stronger, according to a recent TowerGroup report.