BNY Mellon Appoints Dreyfus Sales Leader
BNY Mellon Investment Management hired Ryland Pruett as national sales manager for The Dreyfus Corporation, a division of BNY Mellon providing mutual funds and separate account services.
Tag: Practice management
Envestnet Revamps CRM Software
Envestnet Tamarac, a division of Envestnet, Inc. that provides integrated portfolio software for independent advisers, has released the next generation of its client relationship management (CRM) application.
SEC Kicks Off Cybersecurity Assessment
The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) launched an initiative to assess the cybersecurity of registered broker/dealers and investment advisers.
Clients Have Strong Grip on Advisers' Time
A new study from the Financial Planning Association's (FPA) Research and Practice Institute finds financial advisers are not completely in control of their time and business operations.
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Investment-Oriented
Articles that appeared in the Investment-Oriented section of the magazine.
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Everything You Need To Know About Google Now
First there was Siri, and only Apple product users had access to an intelligent personal assistant.
practice management
Executing Firm Growth
The challenging decisions of planning to expand or transition ownership
Baring Adds Sales and Service Leaders
Baring Asset Management added two new hires to its executive sales and client service staff.
Investors Clear on Their Need for Advice
Almost half of investors say they need investment advice, want an adviser they can trust and do not understand how the compensation works, according to Cerulli Associates.
SageView Adds West Coast Advisory Team
Jon Chambers and Tina Chambers joined SageView in the roles of managing director and senior retirement plan consultant, respectively.
INTECH Hires Consultant Relations Director
Adam Craig joined INTECH Investment Management as a managing director of consultant relations.
ING to Settle Revenue-Sharing Suit
Without admitting any wrongdoing, ING Life Insurance and Annuity Co. has agreed to settle a lawsuit claiming it violated prohibited transaction rules of the Employee Retirement Income Security...
MassMutual Retirement Makes Senior Management Changes
The Retirement Services Division of Massachusetts Mutual Life Insurance Company announced changes to its senior management team.
LPL Names Independent Adviser Services Director
LPL Financial appointed long-time executive William Morrissey as managing director of independent adviser services.
Advisers Bear Assets to Independence
A new analysis from financial research and analytics firm Cerulli Associates finds adviser migration may grow independent channels to 38% market share by 2016.
TIAA-CREF to Acquire Nuveen Investments
Financial services provider TIAA-CREF announced an agreement to acquire Nuveen Investments, a diversified investment management company.
CUNA Adds Eight to Sales Staff
CUNA Mutual Retirement Solutions named eight regional sales consultants as part of the firm’s effort to expand its intermediary sales footprint.
Washington Wealth Management Adds Advisers
Morrie Symson and David Mizrahi joined independent hybrid registered investment adviser (RIA) firm Washington Wealth Management (WWM).