Tag: Investment advice

Those who had been waiting anxiously (or nervously) for that final wave of regulations from the Department of Labor will have (get?) to wait a bit longer, it appears.

The DALBAR Adviser Audit has been updated to comply with new advice rules.

With the so-called Merrill Lynch Rule a thing of the past, some advisers will need to clarify their role, though it's not likely to broadly impact the managed account environment.

About seven in 10 advisers surveyed by Fidelity believe their business will be a major beneficiary of the Pension Protection Act (PPA), predicting growth between 10% and 49% over the next three years and expecting the number of their 401(k) plan sponsor clients to nearly triple.

Advertising prohibitions can snare the unwary