Tag: Fiduciary
One-Fourth of Sponsors Lack IPS
In a recent survey by Cowden Associates, 25% of defined contribution plan sponsors reported not having an investment policy statement (IPS).
fiduciary fitness
Getting from Here to There
PPA provides some help for fiduciaries mapping participant investments
Perspective: Staying on Top of 2008 Plan Changes
The new year ushered in some important provisions that directly affect qualified retirement plans.
chalk talk
Want Adds
What your client needs is someone to help him understand his fiduciary responsibility
micro scope
A Big Deal for Small Business
Connecticut legislation may create the first state-administered retirement plan for small businesses, but will it cut out advisers and TPAs?
servicing strategies
Happy Together
How advisers can measure client satisfaction and why they should
viewpoint
Your Undivided Attention
Corporate retirement services and wealth management are not a winning proposition
Perspective: Emerging Challenges for Plan Management
There’s a growing recognition that retirement plan managers are under the gun because of new legislation as well as increases in employee mobility and auto-enrollment.
fiduciary fitness
Hidden in Plain Sight?
The DoL sets its sights on disclosures from service providers