Tag: ERISA

From Capital City to Sin City

At the ASPPA 401(k) Summit in Las Vegas this week, Brian Graff, CEO of ASPPA, and Greg Dean, General Counsel for the Senate Committee on Health, Education, Labor & Pensions, spoke about the (retirement) word on the street in Washington.  

ING Facing Revenue Sharing Suit

Healthcare Strategies Inc. is accusing ING Life Insurance and Annuity Company of violating the prohibited transaction rules of the Employee Retirement Income Security Act (ERISA).

Trends and Implications of Upcoming Regulations

Speaking on a Webcast sponsored by Principal Financial Group, James Delaplane, a partner at Davis & Harman LLP, examined the three major regulations coming out of Washington this year, and identified recurring trends they share and what implications they will have for financial professionals.  

RadioShack Settlement Deemed Fair

A federal judge in Texas gave final approval to a $2.4-million settlement of a class-action suit against RadioShack for breaching its fiduciary duty.