Tag: Employee Retirement Income Security Act

Legislative and Judicial Actions

FINRA Share-Class Sweep Highlights Importance of CooperationThe Financial Industry Regulatory Authority (FINRA) announced the final results of its mutual fund waiver initiative—the agency’s aggressive multiyear effort to ensure member...

Major Cases

A roundup of recent noteworthy retirement plan litigation developments

Legislative and Judicial Actions

Fiduciaries Get Final Win in Disney SuitA federal appellate court has affirmed a lower court decision in a lawsuit against Fidelity Management Trust Co. as a fiduciary to the...