Tag: DoL

Art by Tim Bower

Are You a QPAM?

The nuances of a qualified professional asset manager’s role.

What a Year!

With so many bigger issues facing the country, much has happened that almost seems unnoticed.

OMB Has Received a Final Fiduciary Rule From DOL

The sense of déjà vu associated with the filing of a finalized fiduciary rule by the Department of Labor is palpable, but one ERISA expert says this version could actually stick—for good—despite the pending change in administration.

DOL’s Final ESG Rule Appears Slightly Softer Than Proposal

The final version of the regulation emphasizes the importance of using only ‘pecuniary’ factors in the assessment of investment options within tax-qualified retirement plans, rather than expressly limiting the use of environmental, social and governance themed investments.

Keeping Clients Safe

Past Advisers of the Year discuss the evolution of their fiduciary services.