Tag: Compensation

Most Successful Advisers of the Year

While there are tens of thousands of advisers, and thousands of advisers who do some work with workplace retirement plans, far fewer have committed the time and acquired the expertise needed to succeed in a market this complex—but who are the nation’s best retirement plan advisers?

Measuring up

How do your fee practices rate?

Turn Abouts

Every time I turn around lately, it seems there is another news alert in my inbox about 401(k) fees, whether it is some progress being made in Congress on the fee disclosure bill(s), a new lawsuit over plan fees, or some mainstream media report about how much you are “really” paying in your 401(k).

Walking a Tightrope

Figuring out how much to charge and knowing whether it’s reasonable

NYAG Back to Hounding BofA

New York Attorney General Andrew Cuomo’s office is again requesting information from Bank of America (BofA) as part of an ongoing investigation into its January 1 acquisition of Merrill Lynch.

IMHO: Looking Class

Next week PLANSPONSOR and PLANADVISER will open nominations for our Retirement Plan Adviser of the Year awards.

Northwestern Mutual Faces Overtime Suit

Three former financial representatives of Northwestern Mutual Life Insurance Co. have filed a $200 million lawsuit against the company for failing to pay them overtime wages under California and federal law.