Tag: Broker/Dealers

NAIBD Remakes Web Site

The National Association of Independent Broker/Dealers (NAIBD) launched a new Web site that it said offers a more comprehensive members-only section.

MetLife Unveils B/D Processing System

The MetLife Broker-Dealer Group has launched an electronic business processing system for its broker/dealer operations known as eApp (electronic application) and eApp with electronic signature option.

Which Way Do I Go?

Wirehouse, independent, or other. Which business model is right for you?

Road Test

A view of a recent product development

Guide to Broker/Dealers’ Retirement Plan Services

In spring of 2008, PLANADVISER sent an e-mail to its database of broker/dealers to learn what some are doing to accommodate retirement plan advisers. This is a list of all respondents and a sampling of their answers.

Advice Is Value Added

The role of financial planning is becoming more important in client relationships

Murky Waters

How to work (a) with, (b) around, (c) through your compliance department

Talent Search

Firms increase recruiting efforts for advisers