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Don’t Forget About FINRA

The agency hasn’t exactly dominated trade publication headlines in recent months, but it remains active on enforcement and rulemaking efforts that will impact retirement advisers.
practice management

The Right Measure

The various types of fees advisers charge plan sponsors
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Standout Performance

If, in the annual review meeting, you aren’t highlighting all of the efforts you’ve made throughout the year to improve and safeguard the retirement plans you serve, you should...