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DCIO and Investment Menu Survey
They say the devil is in the details. That’s particularly true when it comes to the investment menu and its results to participants for years—sometimes decades—of their lives....
On Demand IRS Publishes Revised Form 8881
The one-page form marks the symbolic start of SECURE 2.0’s enhanced tax credits for small business retirement plan startups.
PLANADVISER Practice Progress Series: Participants
Top plan advisers stressed the importance of working with participants beyond just the retirement plan.
Low- to Moderate Income Workers Face Brunt of Climate Change Effects
The financial situations of African Americans, Hispanics and women are particularly vulnerable to the results of extreme climate events.
Navigating ESG: Surveying the Landscape
Knowledge about ESG, integration and greenwashing remains low, according to experts at a PLANADVISER event.
AI’s Potentials, Pitfalls For Enhancing Participant Advice
The retirement industry is honing in on artificial intelligence uses—and potential misuses—in improving participant interaction.
The PLANADVISER Interview: Jose Minaya, CEO, Nuveen
The head of TIAA’s asset management arm discusses his leadership style, focus on in-plan retirement income and how the financial services industry is failing Hispanic savers.
Open Enrollment Means Open Door to Participant Conversations
While open enrollment season is generally seen as too crowded to push 401(k) saving, it is a time for many advisories to engage participants on general finances, planning...
Significant Benefit Increases Expected from Tentative UAW Deals
United Auto Workers are likely to see significant increases to employer 401(k) contributions and pension plan payouts, despite not having the restoration of defined benefit pension plans.
Roundtable
The Talent Pipeline
For our latest PLANADVISER roundtable, Alex Ortolani, editor of PLANADVISER, digital, talked with (from left, above) Sara Matlock, vice president – consulting, SWBC Retirement Plan Services; Julie Ragatz, vice president,...
Alera Adds More Retirement Benefit Specialists, Capabilities
Firm adds Brio Benefits and a retirement plan consultant joins its Waterford Group company.
SEC’s AI Proposal Would Negatively Affect Retirement Education Features, Commenters Say
The feedback period for the SEC proposal on artificial intelligence and conflicts of interest closed today, and the feedback has been overwhelmingly negative.
Colgate-Palmolive Submits Motion for Summary Judgment in Retirement Fraud Lawsuit
Legal Counsel for the Colgate-Palmolive Employee Relations Committee aim to terminate the plan sponsor's participation in a lawsuit alleging the misappropriation of a participant's retirement plan funds by...
DOL’s Khawar Says ‘Partnership’ Needed to Combat Cyber Risks
The principal deputy assistant secretary for EBSA discusses how plan fiduciaries have been using DOL best practice guidance, and why health care may be next.
Addressing Total Benefits Requires Multiple Perspectives
As plan advisers become more involved in the total benefits experience, they should seek out an employee benefits broker, said experts at the PLANADVSER National Conference.
Breaking Barriers: Reimagining How to Attract, Retain Women in Finance
It’s a well-known and widely discussed fact: Women are significantly underrepresented in the financial adviser community. How can we change that?
ADP, Morningstar Launch Managed Accounts for Small Business 401(k)s
Payroll provider and investment manager cite goal of providing personalized retirement portfolio guidance to underserved small-employer market.
Advisory M&A
Cetera seals Securian deal with 91% retention; Sequoia adds wealth manager with practice area focused on clients with special needs; UBS snags $640M Ohio-based wealth manager; and more.
New Fiducient Advisors CEO Sees Financial Wellness as Key Focus Area
Sabrina Bailey says she is going back to ‘true roots’ of shaping investing and retirement outcomes for end clients.