Search results for: divis lab
Mass. Broker Allegedly Scammed Investors out of $2M
A Massachusetts broker might lose his registration and be forced to repay losses for allegedly stealing more than $2 million by selling clients phony investments.
AIG Small Business e-Excess Platform Unveils Enhancements
AIG Small Business, a division of AIG Commercial Insurance, said its AIG e-Excess platform now features a premium indication tool and multi-limit quote functionality to help brokers process...
AUL Retirement Names Southern Region 403(b) Sales Exec
The Retirement Services division at American United Life Insurance Company (AUL), a OneAmerica company, has announced the appointment of James R. Daniel, Jr., as regional vice president for...
Calvert Launches Government Fund
Investment management firm Calvert has announced the launch of the Calvert Government Fund.
Symetra Unveils Guaranteed Income Products
Symetra Life Insurance Company announced the availability of its Stability Suite.
White Paper Urges Focus on Retirement Income
Plan designs should evolve beyond their focus on helping employees accumulate an adequate amount of retirement savings to a focus on encouraging participants to secure lifetime income during...
investment-oriented
Wrapping Them Up
Exchange-traded funds are working their way into retirement plans, in a variety of interesting ways
AUL, Goldleaf Partners Help Advisers Grow 403(b) Business
The employees of the Retirement Services division at American United Life Insurance Company (AUL), a OneAmerica company, have teamed up with Goldleaf Partners to launch an exclusive program...
U.S. Senate Legislation Would Help Retirement Plans
U.S. Senators on Wednesday unveiled a legislation package designed to help ease the financial strain on families and businesses due to the lagging economy.
CPI Gets 403(b)s into Compliance, PDQ!
CPI Common Remitter Services, a division of CPI Qualified Plan Consultants, Inc., released CRS PDQ, a 403(b) common remitter and compliance oversight program.
MetLife Unveils 403(b) Specimen Document
Plan sponsors and advisers of 403(b) plans now have access to a specimen document that can help them comply with new legal requirements.
SEC Charges B/D Firm for Improper Gifts to Fidelity Employees
The Securities and Exchange Commission (SEC) charged privately held, registered broker/dealer Lazard Capital Markets LLC with failing to supervise three employees who spent more than $600,000 while 'improperly...
Pacific Life Sales Kit Explains Insurance Use in Retirement Savings
Pacific Life unveiled a sales kit designed to help advisers working with business owner clients use life insurance to close the retirement savings shortfall in defined benefit plans.
UN Group Develops Financial Services SRI Reporting Framework
An effort tied to the United Nations has generated a new environment and social reporting standard for asset managers, banks, and other financial services companies.
Natixis Unveils Mid-Cap Value Fund
Natixis Global Associates (NGA) announced the launch of the Delafield Select Fund.
Sun Life Tracks 'Unretirement'
Everybody talks about the changing face of retirement, but a new index purports to help put a face on that changing face.