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DWS Investments - Americas, the U.S. retail unit of Deutsche Bank's Asset Management division, unveiled the DWS Fee Transparency Report.

New York Life Retirement Plan Services introduced a tailored advice service designed specifically for union clients and their members.

The Bank of New York Mellon launched The Bank of New York Mellon Classic ADR Index and 34 subindexes, including two market, three regional, 10 sector and 19...

The Internal Revenue Service (IRS) ruled that an arrangement under which employees could give up the right to get retiree health benefits in exchange for a higher future...

Mobile, Alabama-based DailyAccess Corporation has named Michelle Gosnell as senior vice president of Operations.

Pershing Advisor Solutions announced that its registered investment adviser (RIA) customers now have access to a broader array of fixed-income investment choices.

While federal securities regulators have made progress in working out internal organizational kinks, the U.S. Securities and Exchange Commission (SEC) still has a way to go before reaching...

Speaking at the Mutual Fund Directors Forum Annual Policy Conference in Washington, Securities and Exchange Commission (SEC) Chairman Mary Schapiro said she is “committed to a meaningful and...

Transamerica Insurance&Investment Group (TIIG) launched a resource for financial planners and life insurance professionals to help clients who have children or relatives with special needs.

MassMutual has announced the addition of two sales managers for its defined contribution and Taft-Hartley business segments.

Fidelity Investments has announced plans to reopen two existing funds, and to open a third.

The Securities and Exchange Commission (SEC) said it is considering putting off rule 12b-1.

Wachovia Securities will reinstate a former adviser as well as award him back pay and damages for violating the Uniform Services Employment and Reemployment Rights Act (USERRA).

MassMutual's Retirement Services Division announced it is kicking off an enhanced model for its TPA Alliance business on March 31.

Almost of half of respondents to a new survey would prefer to stop paying into the Social Security system—even if it meant giving up their own benefits.

The management of the Retirement Services division at American United Life Insurance Company (AUL) said it launched a business-building service that expands distribution channels to work with fee-based...

Charles Schwab has released a report for independent advisers, examining how some of the industry's most successful advisers manage their business.

The nation has a new Secretary of Labor.

Blackberry maker, Research in Motion (RIM), and four of its senior executives have agreed to settle stock option backdating charges brought by the U.S. Securities and Exchange Commission...

Reliance Trust Company, a division of Reliance Financial Corporation, has introduced a new 401(k) plan aimed at plan sponsors with a minimum of $25 million in plan assets.