Search results for: divis lab

Many wealthy families avoid discussing money and inheritance, a survey finds.

Empower Names EVP of Operations; Insight Investment Names Co-Head of Consultant Relations Team; Lincoln Names Director of Consultant Relations; and more.

One retirement plan recordkeeper says those advisers making predictions that a strengthened fiduciary rule will lead to less financial guidance and investment education for small-balance savers are missing...

Retirement industry moves at AB, American Century Investments, Pensionmark and more.

People on the move at Cetera Financial Group, Neuberger Berman, FinMason, Putnam Investments and more. 

New hires and promotions at Channel Financial Pension Services, Groom Law Group, Cambridge Investment Research and more.

The retirement plans division of Ameritas Life Insurance Corp. announced the launch of Ameritas GPS, a “fully transparent mutual-fund based retirement platform.”

The Retirement Resource Desk from IFP Plan Advisers will provide specialist support in the areas of advisory practice management, reporting and business development. 

The U.S. Labor Department filed a lawsuit against a Florida employer accused of imprudence in the valuation and sale of the company’s stock to its own employees. 

The PLANADVISER National Conference is a mine of information on practice management, regulation, investments and much more.

Employee plans division leadership at the Internal Revenue Service candidly admits worsening budget constraints are making its job more difficult.

Industry researchers now commonly argue digital portfolio management tools and robo-adviser platforms are driving greater opportunity for traditional advice firms. 

New hires at JULY, LGIMA and RAM, new research resource at Morgan Stanley, and Mercer launches DC and Financial Wellness unit.

This week brings the retirement of FINRA’s chief executive, a merger of compliance consulting firms and more.

CUNA Mutual Retirement Solutions adds to stable value offerings for 457 and 403(b) plans; Index Fund Advisors “Investing for Catholics” division launches faith-based target-date fund.

A complaint filed by state securities regulators in Massachusetts accuses Fidelity of allowing unregistered individuals to utilize its platforms and perform inappropriate functions.

Celent shares helpful tips for how to choose and smoothly implement new advisory practice technologies—and why embracing new tech is not really an option.