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Cogent Research LLC, an evidence-based consultancy, has named financial services veteran Bruce Harrington, previously at MFS Investment Management, as managing director of its wealth management practice.

NorthStar Systems International has launched NorthStar 5.0, an updated version of its adviser desktop program.

Vanguard has announced the Vanguard Europe Pacific ETF begins trading Thursday on the American Stock Exchange.

Assets of the nation's retirement savings plans reached a record $16.4 trillion in 2006, and account for nearly 40% of household financial assets.

Fidelity Investments’ latest study of its defined contribution clients showed that corporate DC employees overall are on track to have an income replacement of just 17%.

Fidelity Investments has released a diagnostic tool that allows employers to measure the effectiveness of their plans’ usage of automatic features in providing retirement income to employees.

Twelve associations that represent employers who sponsor 401(k) plans submitted recommendations to the Department of Labor (DoL) on Tuesday on how to improve fee disclosure to participants.

A day after the Internal Revenue Service (IRS) released the final version of its 403(b) rules, the Department of Labor (DoL) said Tuesday that the plans can be...

Experts say that the finalized 403(b) rules, released on Monday by the Internal Revenue Service (IRS), represent a potential opportunity for plan advisers.

If you’re having trouble getting folks on the phone, or finding them in the office – odds are they are taking a summer vacation.

Genworth Financial, Inc. has named Chris Grady President of its Retirement Income business.

OneAmerica Financial Partners, Inc. purchased a block of 403(b) business from Transamerica Life Insurance Company, increasing the number of plan participants with the Indiana-based company by more than...

The Hartford Financial Services Group has agreed to pay $115 million to settle allegations by the states of Connecticut, Illinois and New York that it faked bids and...

NYSE Regulation, Inc. has censured and fined the Smith Barney Division of Citigroup Global Markets Inc. (“CGMI″) for failing to supervise trading of mutual fund shares and variable...

Bank of America today announced additional key leadership appointments within the combined U.S. Trust, Bank of America Private Wealth Management organization.

Clearbrook Financial, LLC, has named John Galvin, formerly of UBS Wealth Management, as president of its advisory arm, Clearbrook Advisors.

NAVA, Inc. the association for Insured Retirement Solutions, is extending its straight-through processing (STP) initiative to the independent annuity distribution channel with the help of the Financial Services...

State Street Global Advisors (SSgA) has made two new appointments to its Intermediary Business Group, which serves financial advisers, broker-dealers, and registered investment advisers.

In order to complete a thorough benchmarking study of a retirement plan provider, it is vital that an adviser first understand a company’s culture and what the plan...

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