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The SEC indicated in its Spring 2024 agenda that it intends to finalize the market structure rules prior to the November election.

A customer service call center provider finds Chime’s recently acquired Salt rewards program “accessible,” “sticky” for hourly employees.

An Echelon Partners report showed robust activity in mergers and acquisition in Q2.

Avantax adds Long Island-based S&P Financial Services; Blue Owl announces acquisition of Atalaya Capital Management’s business; CW Advisors acquires New Jersey RIA Mercadien Asset Management.

PLANSPONSOR surveying shows some leaders in the new and small plan space booked more 401(k)s in 2023 than the prior year.

A challenge to the 2022 Department of Labor ESG rule on 401(k) plan investing returns to a Texas district court without reliance on the Chevron deference.

What’s more, the Pension Benefit Guaranty Corporation’s multiemployer fund should remain solvent for at least 40 years.

The online system launches shortly after the DOL amended a rule to include Chapter 7 bankruptcies.

The RIA formed by partners who broke away from Goldman Sachs is building a workplace retirement plan and wealth advisement business in tandem, says co-founder and co-CEO Mike...

An ETF product platform is expected to launch in 2025.

RMD age increases, annuities and excise tax corrections would be codified by the proposals.

Alternatives specialist Camarda joins Star Mountain Capital; Nuveen promotes Malik to head of equities, fixed income; FINRA adds SVP heads of enforcement; and more.

A new report by ISS Market Intelligence found adviser turnover reverting to the mean and a continuing trend of advisers going independent.

According to new reports from Voya and F&G Annuities & Life, most Americans wish they had started saving for retirement before they turned 25.

Annual required minimum distributions will be required for inherited retirement assets, come 2025, with some needing to be fully withdrawn within 10 years.

Group wants ideas on how best to compile relevant data so annuities can be marketed more effectively.

Pearl Diver Credit Co. Inc. launches initial public offering; Ocean Park Asset Management announces launch of 1st ETFs; TIAA launches AI platform to deliver lifetime income solutions and...

The retirement plan offering is designed to streamline plan operations for plan advisers and sponsors.

$3.5 billion firm joins World (formerly Pensionmark) to expand its growth strategy and enhance its offering to advisers and clients.

The BlackRock-backed 401(k) provider says its latest $267 million financing furthers a groundwork to go public.