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Regulatory & compliance | investments
How 3(38) Advising Profits Clients
Investment management turns up inefficiencies, takes on some risk, and more.
Regulatory & compliance | litigation
A Question of Liability
When the rash of litigation yields scant legal precedent, what can advisers take away?
ERISA vista
The Latest Word on ESG
In terms of plan investing, fiduciary duty continues to come first.
Cover Story
Are You Leaving the Door Open?
Advisers may be overlooking points of entry to their data—what they can do to prevent cyber theft.
Trends
The New ‘60/40’ Portfolio?
Adjusting the composition of investments to meet new market realities.
Talking Points
Talking Points
Politically Correct S&P 500 boards appointed 413 new independent directors in the 2020 proxy year, according to consulting firm Spencer Stuart. Fifty-nine percent were women and minority men,...
Regulatory & compliance | analysis
Plan Governance
According to our survey analysis, sponsors may really need your help.
Trends
The Pandemic Effect
Many have dipped into their retirement savings, and some have even stopped or reduced their contributions.
Cerner Agrees to $4.05 Million Payment to Settle Excessive Fee Suit
The proposed settlement agreement also includes non-monetary terms.
Retirement Industry People Moves
Reams selects fixed income professional as portfolio manager; Schroders announces recent hires in New York and Denver; ERISA attorney joins Jackson Lewis P.C.; and more.
NFP Named in ERISA Lawsuit Alongside Plan Sponsor
Much of the text of the complaint is dedicated to detailing the reduction in the average fees paid by large U.S. retirement plans for both investments and administrative...
Investment Experts Warn of a K-Shaped Recovery
But there is hope as the nation returns to work that those most impacted by the pandemic will be able to recover.
Coronavirus Hardship Withdrawals, Taxes and Your Retirement Plan Clients
Coronavirus-related withdrawals made in 2020 were a financial lifeline for some, but they could also turn into a major tax headache for others.
Raytheon ‘Actuarial Equivalence’ Settlement Details Published
Allegations in the underlying lawsuit match those included in an emerging class of cases filed against large employers across the United States.
Investment Product and Service Launches
Vanguard releases international bond index fund; Putnam Investments will launch active ETF strategies; and Alger expands CIT offerings.
What Should Advisers Consider Before Returning to In-Person Work?
Some say they are returning to the office on a very limited basis to maintain space between individuals.
An M&A Q&A with Voya Retirement CEO Charlie Nelson
In a discussion with PLANADVISER, Nelson commented on the recently announced deal that will send 900 retail-focused financial advisers to Cetera, with Voya retaining 600 advisers focused on...