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The plaintiff doubles down on allegations the airline defaulted him into ESG-related funds.

IPX Retirement partners with benefits provider and advisory on plan solutions; FIDx adviser partnerships lead to $1B in annuity contracts; Integrity partners with Community Care Agency on benefits...

401kAI leverages artificial intelligence to analyze and summarize retirement plans and generate custom pitches, according to the technology firm.

Strongpoint will have more than 4,000 plans and $7B in assets under administration with the deal.

A federal court ruled there was no legal basis for complaints challenging the DOL’s compliance bulletin cautioning use of cryptocurrency in retirement plans.

Retirement plan advisers were happy to tell plan sponsors about the two-year Roth catch-up extension. But the hard work isn’t over.

The registered investment adviser overbilled clients with custom rates by maintaining inadequate procedures, the SEC said.

Smart is joining the push into PEPs with an offering geared toward advisory firms and providers such as recordkeepers, asset managers and TPAs.

Among those looking, 38% they were seeking an adviser offering more extensive services.

According to NFP, the vast majority of employers feel competing for talent is ‘more expensive than ever,’ and businesses are turning to creative offers to keep executives satisfied without breaking the bank. 

The transaction is expected to close in the year’s fourth quarter.

Creative Planning adds CTB Financial Services; TFS Wealth Management joins Pensionmark; Highland Private Wealth sub-acquires Trellis Advisors; and more.

The IRS extended the requirement by two years to 2026 so that any catch-up contributions from higher income earners must be designated Roth.

There is a role for financial advisers, accountants, and payroll providers to improve the plan coverage gap across industries, alongside shifting worker expectations and state mandates.

A separate survey by F&G Annuities and Life found 44% of U.S. retirees have returned to work or are considering doing so.

Following a 2019 IRS policy change, 75% of large employers offering HSA-eligible plans have expanded their pre-deductible coverage for chronic condition-related medication. 

Early assumes role of chief strategy officer at Vestwell; Principal selects Dessouki as chief marketing officer; Puerto joins J.P. Morgan Private Bank as head of retirement plan solutions.

Snappy Kraken introduces AI email builder; American Life & Security Corp. launch annuity product; Vanguard expands active lineup; and more.

Deal to connect 401(k) accounts to wealth advisory signals further push in retirement and wealth management convergence, says Future Capital CEO.

Latest research found 45% of investors prefer an adviser affiliated with a national firm when they are nearing retirement.