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H. Beck to Launch Adviser Platform for Investment Solutions
H.Beck Inc., the investment management arm of Capital Financial Group, will launch an open architecture platform through a strategic partnership with FundQuest Incorporated.
MassMutual Program to Recognize Retirement Plan Advisers
MassMutual's Retirement Services Division has announced the Elite Advisor Program, a new program that recognizes loyal retirement plan advisers who consistently strive to provide outstanding service to MassMutual...
IMHO: The Ant and the Grasshopper
One of the more well-known Aesop’s Fables is the story of “The Ant and the Grasshopper.″
Markets Register One of Worst Ever Starts
Standard&Poor’s global stock market review, The World by Numbers, indicates world markets registered one of the worst ever starts to a new year.
Many Surprised by Expenses in Retirement
Many retirees have been finding that their expenses are higher than anticipated in retirement, according to a survey released by the U.S. division of Sun Life Financial Inc.
Regulators to Share Best Practices in Working with Senior Investors
Securities regulators have launched an initiative to identify effective practices used by financial services firms in dealing with senior investors.
Newkirk Helps Plans with Notification Requirements
Defined contribution plan communications provider Newkirk has unveiled its Automatic Enrollment “SmartSingle†employee communications material.
A New Adviser Focus at T. Rowe Price
Heidi Walsh, who has headed up T. Rowe Price’s strategic marketing efforts, will now turn her focus to consultants and advisers.
Prudential Expands Wharton Executive Education Program
Prudential Annuities has completed a second round of educational training classes with the University of Pennsylvania’s Wharton School as part of an executive retirement education program for advisers.
CA Firm Offers CIF ‘Marketplace’
A Campbell, California-based plan service provider is making information about collective investment funds (CIF) more accessible to plan advisers.
John Hancock Offers Resource on Tax and Estate Planning
John Hancock has formed a new team within its Special Markets Planning Group to function as a resource for financial planners and advisers who counsel clients about tax...
Newport Creates New Position to Work with Strategic Alliances
The Newport Group has appointed Vanessa Watkins, the firm’s Director of Retirement Plan Services, to the newly created position of Vice President of Strategic Alliances.
NRP Completes Acquisition of Four Firms
National Retirement Partners, Inc. (NRP) has closed on the acquisition of four advisory groups, thus completing their latest round of the firm’s acquisition strategy.
Mesirow to Customize Diversified’s Target-Date Funds
Mesirow Financial Investment Strategies is working with Diversified Investment Advisors to customize and manage target maturity portfolios for Diversified's plan sponsor clients.
USF Introduces Pricing Strategy for Wirehouse FAs Going Independent
US Fiduciary, Inc. (USF) has rolled out a new pricing strategy for wirehouse advisory teams going independent.
UBS to Expand FA Network
UBS Wealth Management Americas has announced plans to develop and grow its Corporate Employee Financial Services (CEFS) business.
Company Stock Price Not Only Factor in ERISA Prudence
The U.S. District Court for the District of Massachusetts recently held that employer W.R. Grace and Co. and State Street Bank and Trust Co. did not breach their...
Iowa First State to Use Improved Annuity Disclosures
The Iowa Division of Insurance will be the first U.S. state regulator to implement an initiative designed to improve consumer understanding of fixed and indexed annuities.
Americans Saving for a Later Retirement
Most working Americans responding to a recent poll declared they had begun saving for retirement, but didn’t expect to be able to start using the money until age...