Search results for: a

Plan advisers shared habits that have helped advance and grow their practices during a panel at the NAPA 401(k) Summit.

A panel of advisers and providers who use PEPs discuss the benefits and potential pitfalls for clients and advisory firms.

Morningstar researchers delve into the promise, and difficulties, of target-date series investment options with annuities.

Recordkeeper Empower and two large RIA advisories discussed why they’re partnering on adviser-managed accounts geared toward plan participants of all asset levels.

When conducting a finalist plan presentation, it’s more important for advisers to listen to the plan sponsor than get through the pitch deck, according to a panel of...

Firm connecting financial advisers to 401(k) investments brings executives with experience from firms including Edelman Financial Engines, Voya, and Principal.

The Chamber of Commerce commented to the IRS that their members are not worried about participants contributing to PLESAs solely to get a match.

Sequoia Financial Group acquires Houston-based AltruVista; Evermay Wealth Management announces acquisition of Insight Wealth Management; RIA EP Wealth Advisors adds Wacker Wealth Partners.

EBSA head Gomez tells NAPA 401(k) Summit audience that the DOL is working on sharper definitions of what constitutes retirement saving recommendations before finalizing the Retirement Security Rule.

Plan adviser association kicks off its national conference with discussion of Congressional threats to tax-deferred retirement plans amid 2025 negotiations and federal deficit concerns.

J.D. Power finds self-directed investors’ satisfaction is almost flat year-over-year despite robust markets; Fidelity, TD Ameritrade and Vanguard top satisfaction lists.

Automated, personalized advice will include State Street income builder target-date funds to incorporate lifetime income options.

Senior employees at Senvest were charged for using personal devices with auto-delete features to discuss matters covered by the securities laws.

NEPC Hires O’Connor to head DC as Ryan is promoted to team lead; top adviser DeBello joins CAPTRUST; LeafHouse promotes Hendrix to exec VP of corporate strategy; and...

What new advisers need to know about the basics of Form 5500s.

A plan consultant finds himself mentoring a group of young, Black professionals, and now has an open-door policy to try and help others.

With the DOL yet to meet a deadline to propose modifications, the ACLI argues changes could put a chill on PRT transactions.

Voya expands NQDC offering for smaller employers; Fidelity Investments bolsters financial education; IRALogix partners with Benartzi’s PensionPlus; and more.

Intellicents’ recently named retirement services president, Brandon Budd, says the firm is focused on low-cost, participant financial planning services as a key differentiator.