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Schwab Hosts Adviser Workshops to Tackle Technology
SOLUTIONS 2008, Schwab Institutional’s annual regional workshop series about technology best practices for advisers, kicks off today in Boston.
PowerShares Renames Group of ETNs
Invesco PowerShares and Deutsche Bank renamed 11 recently listed long and short Agriculture, Gold, and Commodity exchange-traded notes (ETNs) linked to variations of the Deutsche Bank Liquid Commodity...
Taking a Closer Look at Target-Date Funds
A consultant at Russell Investments offers 12 nuggets of advice for selecting target-date funds for DC plans.
Bill Aims To Protect Senior Investors
The Senate last week introduced a bill to protect seniors from investment fraud.
IMHO: National Treasure
This coming Friday, the nation will, in large part, set aside its normal business for a three-day weekend filled with cookouts and fireworks displays, as we commemorate the...
EBRI Testifies to Congressional Committee about IRAs
The CEO of EBRI testified to the Committee on Ways and Means that IRAs are an important part of the retirement landscape.
Law Firm Continues Probes of Fiduciary Breaches
The law firm of Stember Feinstein Doyle&Payne, LLC , has turned its watchful eye to possible fiduciary misconduct at Fifth Third.
Pre-Retirees Fail Retirement Income Test
Fifty-nine percent of pre-retirees are seeking financial advice on 401(k)s, retirement savings, and long-term care insurance, according to a MetLife study.
Wilmington Trust to Acquire UBS Fiduciary Trust Company
Wilmington Trust has made another big retirement plan services acquisition.
Women Trust Advisers Over Cyberspace
Although the Internet is the first place they tend to start their search, women said advisers and other human sources are the most effective way to absorb financial...
Arthur J. Gallagher&Co. Acquires the Lance Group
Arthur J. Gallagher&Co. acquired employee benefit broker The Lance Group, LLC, the company announced.
TIAA-CREF Launches Series of Articles on Maximizing Retirement Income
TIAA-CREF has published its first article in a new series that explores strategies for maximizing retirement income.
Lifecycle Funds: the QDIA of Choice?
Nearly eight in 10 (78%) employers surveyed by Fidelity Investments already offer a QDIA, with most (63%) holding lifecycle funds as the QDIA.
PowerShares To List Frontier Countries Portfolio ETF
Invesco PowerShares expects to list the frontier countries portfolio exchange-traded fund (ETF), designed to provide investors access to equity markets in the Middle East and North Africa.
Schwab Platform To Aid Adviser Transition to Independence
Schwab Institutional announced enhancements to its package for start-up registered investment advisers (RIAs).
Fidelity Alum Reynolds to Lead Putnam Investments
Former Fidelity COO Robert L. “Bob″ Reynolds has been named President and Chief Executive Officer of Putnam Investments.
Advisers Report ETF Uptake
Financial advisers across all segments see ETFs as the most innovative investment vehicle of the last two decades, according to a State Street study.
Perspective: Establishing Fees
In part two of our series on incorporating financial planning services into qualified plans, we’ll analyze profitability margins and work on setting competitive market rates for plan participants.
First Western Acquires Los Angeles RIA Financial Management Advisors
First Western Investment Management said it more than doubled its assets with the acquisition of Los Angeles-based Financial Management Advisors.
Ashfield Capital Partners Designates Director of Institutional Marketing
Ashfield Capital Partners, a growth-equity manager and member firm of Old Mutual Asset Management, named Joseph M. Caticchio as director of institutional marketing and consultant relations.