Search results for: SCO

The Securities and Exchange Commission (SEC) said eight former employees of Fidelity Investments’ equity trading desk will collectively pay more than $1 million to settle SEC charges for...

Participants might know less than you think about personal finance and the economy, a poll of Americans suggests.

HighTower says it is the first adviser-owned, nationally branded, fiduciary financial services firm dedicated to serving high net worth investors.

Hartford Financial Services Group Inc. has been hit with two new stock drop class action lawsuits.

New York Life Retirement Plan Services, a division of New York Life Investment Management LLC, announced the expansion of its West coast presence with the hiring of two...

Fidelity Investments today announced the launch of Fidelity WealthCentral, a Web-based wealth management platform for registered investment advisers (RIAs).

The Financial Industry Regulatory Authority (FINRA) Monday launched the Fund Analyzer, an online tool to help mutual fund investors with investment choices.

JennisonDryden plans to reopen the Jennison Small Company Fund.

Invesco Aim has announced changes to the management strategy of AIM Limited Maturity Treasury Fund that it said will allow for more active management of the portfolio.

Brinker Capital released the year-end results of its Brinker Capital Retirement Indicator, a gauge of financial adviser sentiment regarding retirement-related issues.

Citigroup Global Wealth Management combined its retirement units into one group, which its Managing Director Anne Greenwood said will be more focused on holistic planning and collaboration among...

ProFunds Group is launching what it calls the first exchange-traded funds (ETFs) in the U.S. to provide short or leveraged exposure to gold or silver.

Rocaton Investment Advisors launched a tool providing plan sponsors with a new way to judge the level of fees and expenses they are paying for their defined contribution...